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MSHA accident investigation reports should tell whole story

By and |  April 22, 2022
Headshots: Bill Doran and Margo Lopez

Bill Doran and Margo Lopez

Several years ago, we helped a mine operator through a difficult accident investigation.

During the investigation, a toxicology report was received that indicated the presence of a narcotic in the victim’s bloodstream. There was a great deal of debate with the Mine Safety & Health Administration (MSHA) about whether the amount identified could have impaired the victim’s motor skills and judgment, possibly contributing to the accident.

To be fair, there were good-faith, valid arguments on both sides of the debate. At the end of the day, however, notwithstanding these findings, there was no reference to the toxicology report results in MSHA’s official accident investigation report.

The big picture

This is not unusual in our experience. Although it is only anecdotal, we would venture to say MSHA referencing the presence of drugs – whether prescription or non-prescription – or alcohol in an accident investigation report would be the overwhelming exception to the rule.

There are a number of potential reasons for this. For one, while the protection of miners has always been MSHA’s primary goal, a segment of the mining community believes highlighting facts that might tend to direct responsibility at a miner undermines that goal.

Another reason is the fact that MSHA’s expertise – which includes things like mining engineering, mechanical engineering, industrial hygiene and rock mechanics – does not necessarily extend a comfort level in evaluating the impacts of drug use. Investigators are much more comfortable focusing on black and white factors involving hazardous conditions, defective equipment and unsafe practices.

It should also not be understated that the agency is understandably gun-shy about addressing alcohol and drug use on mine property after the controversy that developed around its unsuccessful 2008 effort to promulgate an alcohol- and drug-free mines standard.

The reality

While these are understandable concerns, they really miss the point. The very first sentence Congress included in the Mine Act states that: “The first priority and concern of all in the … mining industry must be the health and safety of its most precious resource – the miner.”

Omitting factors that may have had an impact in an accident can skew the overall findings and deny the operator and other miners the opportunity to evaluate possible safety and health concerns within their workplace. Further, to the extent that people in the workplace are aware of omitted potential factors in a particular incident, a scrubbed report undermines the credibility of the investigation and the overall trust in the process and findings.

A defense of this situation in the past is that operators have the opportunity to challenge allegations of violation, gravity and negligence by contesting citations and orders and introduce evidence of impairment that mitigate the allegations MSHA made. While this is certainly true, it is also true that even when that evidence is produced in court, and citations are vacated or modified, those results are never added to the investigation report posted on the MSHA website.

The reality is that once a report is finalized and published, with rare exceptions, it is never altered to include information that ultimately carries the day in court.

The result is that there has never been an accurate repository of data that enables the agency or the industry to measure the impact of drug and alcohol impairment on the industry. In essence, there has never been a resource to enable teaching moments in toolbox meeting and safety training.

This is not about directing guilt at an individual or an industry. It’s about recognizing that the mining industry is exposed to the same alcohol and drug scourge that affects all other industries and society as a whole.

It is evident that MSHA certainly understands the problem – especially when it comes to opioid use in the mining industry. As of this writing, the industry is anticipating the agency’s rollout of an opioid hazard awareness refresher training module that was created by researchers at the University of Massachusetts Lowell. To date, this module has been utilized to train more than 800 miners in Massachusetts, showing promise as an excellent resource to help the industry address the issue.

Bill Doran and Margo Lopez are with the national labor, employment and safety law firm Ogletree Deakins.


Featured photo: Alexandr Baranov/iStock / Getty Images Plus/Getty Images


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